Oct 26–Nov 1

Notable institutional 5% reports (Korea)

DART

Stock	Holder	Stake	Change	Filed
엘리스 0158S0AltosKoreaOpportunityFund3, L.P.	AltosKoreaOpportunityFund3, L.P. Foreign institution · Passive holding	19.49%	▲ 19.49%p	10/27
에스케이증권제14호기업인수목적 0205H0SK증권	SK증권 Institution · Passive holding	13.05%	▲ 13.05%p	10/28
하나32호스팩 475240하우자산운용	하우자산운용 Institution · Passive holding	9.86%	▲ 9.86%p	10/28
비큐AI 148780NH투자증권	NH투자증권 Institution · Passive holding	5.47%	▲ 5.47%p	10/26
니어스랩 417030J.P.MORGANSECURITIESPLC	J.P.MORGANSECURITIESPLC Foreign institution · Passive holding	5.06%	▲ 5.06%p	10/30
더핑크퐁컴퍼니 403850BoxHoldingsLP	BoxHoldingsLP Foreign institution · Market trade	5.05%	▲ 5.05%p	10/27
SK디스커버리 006120DALTONINVESTMENTS, INC.	DALTONINVESTMENTS, INC. Foreign institution · Market trade	5.00%	▲ 5.00%p	10/28
에스프리즘 288620에이원자산운용	에이원자산운용 Institution · Passive holding	2.63%	▼ 2.37%p	10/28
지어소프트 051160MiriCapitalManagementLLC	MiriCapitalManagementLLC Foreign institution · Market trade	15.79%	▲ 1.99%p	10/26
유진테크 084370JPMorganAssetManagement(AsiaPacific)Limited	JPMorganAssetManagement(AsiaPacific)Limited Foreign institution · Passive holding	5.00%	▼ 1.48%p	10/29
테크윙 089030ManulifeInvestmentManagement(HongKong)Limited	ManulifeInvestmentManagement(HongKong)Limited Foreign institution · Market trade	7.91%	▲ 1.12%p	10/28
뉴파워프라즈마 144960J.P.MORGANSECURITIESPLC	J.P.MORGANSECURITIESPLC Foreign institution · Passive holding	4.33%	▼ 1.04%p	10/30

Notable US 13D/13G

SEC 13D·13G

Stock	Holder	Stake	Change	Filed
Ludwig Enterprises LUDGFoxo Technologies	Foxo Technologies Active	74.9%	New filing	10/29
Enersyn Global ESYNLiu Ming Hui	Liu Ming Hui Active	94.8%	New filing	10/29
APPlife Digital Solutions ALDSMammoth Crest Capital	Mammoth Crest Capital Active	53.6%	New filing	10/26
NewHydrogen NEWHSunHydrogen	SunHydrogen Active	42.7%	New filing	10/28
T-Mobile US TMUSDeutsche Telekom	Deutsche Telekom Active	55.9%	New filing	10/29
City Therapeutics CTYArch Venture Fund Xii, L.P.	Arch Venture Fund Xii, L.P. Active	25.6%	New filing	10/26
Hepion Pharmaceuticals HEPAGravitas Collective	Gravitas Collective Active	19.9%	New filing	10/26
Smith & Wesson Brands SWBIJDH Capital I, L.P.	JDH Capital I, L.P. Active	16.7%	New filing	10/28
Zevia PBC ZVIABubble Holdings	Bubble Holdings Active	16.1%	New filing	10/29
Lee Enterprises LEEQuint Digital	Quint Digital Active	14.4%	New filing	10/30
Vtex VTEXSB Global Advisers	SB Global Advisers Active	42.9%	New filing	10/30
Primecap Odyssey Funds POMGMolinelli Gregory Todd	Molinelli Gregory Todd Active	10.5%	New filing	10/26

Largest insider buys

SEC Form 4

Stock	Insider	Trade	Amount ($)	Traded
LeonaBio LONADavid J. Portman · 10% owner	David J. Portman 10% owner	Buy	9.9B	10/26
Lycia Therapeutics LYCAVenrock Healthcare Capital Partners Iii, L.P. · 10% owner	Venrock Healthcare Capital Partners Iii, L.P. 10% owner	Buy	37.7M	10/27
MSC Industrial Direct MSMMitchell Jacobson · 10% owner	Mitchell Jacobson 10% owner	Buy	29.0M	10/23
Group 1 Automotive GPIConifer Management, L.l.c. · 10% owner	Conifer Management, L.l.c. 10% owner	Buy	24.2M	10/26
Rapport Therapeutics RAPPJames Healy · Director	James Healy Director	Buy	20.4M	10/28
Corebridge Financial CRBGNippon Life Insurance Co · 10% owner	Nippon Life Insurance Co 10% owner	Buy Plan	20.2M	10/23
Stride LRNDylan G. Haggart · Director	Dylan G. Haggart Director	Buy	12.2M	10/26
Scholar Rock SRRKSrinivas Akkaraju · Director	Srinivas Akkaraju Director	Buy	12.0M	10/26
Corebridge Financial CRBGNippon Life Insurance Co · 10% owner	Nippon Life Insurance Co 10% owner	Buy Plan	8.7M	10/28
Corebridge Financial CRBGNippon Life Insurance Co · 10% owner	Nippon Life Insurance Co 10% owner	Buy Plan	8.7M	10/22

Largest insider sells

SEC Form 4

Stock	Insider	Trade	Amount ($)	Traded
Davita DVABerkshire Hathaway Inc · 10% owner	Berkshire Hathaway Inc 10% owner	Sell	69.0M	10/27
Hilton Worldwide HLTKevin J Jacobs · See Remarks	Kevin J Jacobs See Remarks	Sell	53.8M	10/29
Talos Energy TALOControl Empresarial De Capitales S.A. De C.v. · 10% owner	Control Empresarial De Capitales S.A. De C.v. 10% owner	Sell	45.8M	10/23
Starz Entertainment Corp /Cn/ STRZAllen Family Capital, LLC · 10% owner	Allen Family Capital, LLC 10% owner	Sell	44.9M	9/29
Talos Energy TALOControl Empresarial De Capitales S.A. De C.v. · 10% owner	Control Empresarial De Capitales S.A. De C.v. 10% owner	Sell	27.7M	10/28
International Seaways INSWFamatown Finance Ltd · 10% owner	Famatown Finance Ltd 10% owner	Sell	25.0M	10/14
Capital One Financial COFRichard D Fairbank · CEO	Richard D Fairbank CEO	Sell Plan	18.4M	10/27
Schwab Charles SCHWCharles R. Schwab · Co-Chairman	Charles R. Schwab Co-Chairman	Sell	18.1M	10/29
Dutch Bros BROSTravis Boersma · Executive Chairman of Board	Travis Boersma Executive Chairman of Board	Sell Plan	18.0M	10/29
Tempus AI TEMEric P Lefkofsky · CEO	Eric P Lefkofsky CEO	Sell Plan	17.6M	10/27

Restated and computed from SEC (13F, 13D/G, Form 4) and DART filings and NPS public data. Filings describe a past date and may differ from current holdings (13F: quarter end, up to 45 days later). Not investment advice.
Sources: SEC EDGAR, DART, data.go.kr (NPS), OpenFIGI. See Methodology for how figures are computed.