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Weekly report · 2026-W43

Oct 19–25

Korean 5% reports, US 13D/13G, insider buys and sells and 13F filings for Oct 19–25.

178 5% ownership reports were filed with Korea's DART that week, 22 of them by institutions or pension funds. SEC received 280 Schedule 13D/13G filings, 68 of them 13D (active intent). US insiders reported 38 open-market buys ($159M) and 92 sells ($2.7B).

178Korean 5% reports
280US 13D/13G
38Insider buys
92Insider sells

Notable institutional 5% reports (Korea)

DART
StockHolderStakeChangeFiled
삼영이엔씨
065570하우자산운용
 하우자산운용
Institution · Passive holding
 22.25%▲ 16.96%p10/22
이연제약
102460지브이에이자산운용
 지브이에이자산운용
Institution · Passive holding
 5.50%▲ 5.50%p10/20
엑시콘
092870J.P.MORGANSECURITIESPLC
 J.P.MORGANSECURITIESPLC
Foreign institution · Passive holding
 5.39%▲ 5.39%p10/20
뉴파워프라즈마
144960J.P.MORGANSECURITIESPLC
 J.P.MORGANSECURITIESPLC
Foreign institution · Passive holding
 5.37%▲ 5.37%p10/20
엘리스
0158S0한국산업은행
 한국산업은행
Institution · Passive holding
 5.21%▲ 5.21%p10/21
상신이디피
091580삼성자산운용
 삼성자산운용
Institution · Passive holding
 5.13%▲ 5.13%p10/23
삼화콘덴서공업
001820J.P.MORGANSECURITIESPLC
 J.P.MORGANSECURITIESPLC
Foreign institution · Passive holding
 5.08%▲ 5.08%p10/22
네패스아크
330860J.P.MORGANSECURITIESPLC
 J.P.MORGANSECURITIESPLC
Foreign institution · Passive holding
 5.08%▲ 5.08%p10/21
디비금융스팩12호
477760수성자산운용
 수성자산운용
Institution · Passive holding
 5.07%▲ 5.07%p10/22
한중엔시에스
107640삼성자산운용
 삼성자산운용
Institution · Passive holding
 5.01%▲ 5.01%p10/23
삼성FN리츠
448730삼성생명
 삼성생명
Institution · Passive holding
 43.70%▲ 4.05%p10/19
젝시믹스
337930타임폴리오자산운용
 타임폴리오자산운용
Institution · Market trade
 3.43%▼ 3.64%p10/20

Notable US 13D/13G

SEC 13D·13G
StockHolderStakeChangeFiled
City National Rochdale Select Strategies Fund
CNRLXRBC Rochdale
 RBC Rochdale
Active
 97.3%New filing10/20
City National Rochdale Strategic Credit Fund
CNROXRBC Rochdale
 RBC Rochdale
Active
 92.9%New filing10/20
Ata Creativity Global
AACGEverrise Holdings
 Everrise Holdings
Active
 34.5%New filing10/22
Dogwood Therapeutics
DWTXSealbond
 Sealbond
Active
 63.9%New filing10/21
Teg Overseas
STWIIrodakhon Abduvakhitova
 Irodakhon Abduvakhitova
Active
 31.1%New filing10/20
Mattel Inc /De/
MATEdgePoint Investment Group
 EdgePoint Investment Group
Active
 17.7%New filing10/22
Lion Copper
LCGMFTony L. Alford
 Tony L. Alford
Active
 45.8%New filing10/23
Clarion Partners Real Estate Income Fund
CPREXFranklin Templeton
 Franklin Templeton
Active
 23.6%▼ 43.0%p10/23
SenesTech
SNESGlenbrook Capital Management
 Glenbrook Capital Management
Active
 38.0%New filing10/19
Abeona Therapeutics
ABEOJames Russell Revocable Trust
 James Russell Revocable Trust
Active
 6.1%New filing10/23
Blackstone Long-Short Credit Income Fund
BGXSaba Capital Management, L.P.
 Saba Capital Management, L.P.
Active
 5.9%New filing10/21
Axil Brands
AXILJeff Toghraie
 Jeff Toghraie
Active
 31.2%New filing10/20

Largest insider buys

SEC Form 4
StockInsiderTradeAmount ($)Traded
Global X Venture & Innovation Fund
GXVIXGlobal X Management Company, Inc. · 10% owner
 Global X Management Company, Inc.
10% owner
 Buy25.0M10/19
Lincoln Bain Capital Total Credit Fund
LNBIXLincoln Financial Investments Corp · 10% owner
 Lincoln Financial Investments Corp
10% owner
 Buy25.0M10/15
Corebridge Financial
CRBGNippon Life Insurance Co · 10% owner
 Nippon Life Insurance Co
10% owner
 Buy Plan17.1M10/15
Corebridge Financial
CRBGNippon Life Insurance Co · 10% owner
 Nippon Life Insurance Co
10% owner
 Buy Plan12.1M10/16
Iambic Therapeutics
IAMEvan Lockwood Rachlin · Director
 Evan Lockwood Rachlin
Director
 Buy11.5M10/16
Dole
DOLEPale Fire Capital SE · 10% owner
 Pale Fire Capital SE
10% owner
 Buy8.6M10/22
Corebridge Financial
CRBGNippon Life Insurance Co · 10% owner
 Nippon Life Insurance Co
10% owner
 Buy Plan7.7M10/21
Corebridge Financial
CRBGNippon Life Insurance Co · 10% owner
 Nippon Life Insurance Co
10% owner
 Buy Plan6.8M10/20
Applied Digital
APLDJason Gechen Zhang · President
 Jason Gechen Zhang
President
 Buy5.7M10/16
Corebridge Financial
CRBGNippon Life Insurance Co · 10% owner
 Nippon Life Insurance Co
10% owner
 Buy Plan5.6M10/19

Largest insider sells

SEC Form 4
StockInsiderTradeAmount ($)Traded
Innsuites Hospitality Trust
IHTJames F Wirth · CEO
 James F Wirth
CEO
 Sell Plan2.0B10/20
Snowflake
SNOWFrank Slootman · Director
 Frank Slootman
Director
 Sell Plan94.9M10/19
Talos Energy
TALOControl Empresarial De Capitales S.A. De C.v. · 10% owner
 Control Empresarial De Capitales S.A. De C.v.
10% owner
 Sell47.3M10/16
Talos Energy
TALOControl Empresarial De Capitales S.A. De C.v. · 10% owner
 Control Empresarial De Capitales S.A. De C.v.
10% owner
 Sell38.6M10/19
Travelers Companies
TRVAlan D Schnitzer · CEO
 Alan D Schnitzer
CEO
 Sell35.3M10/21
UiPath
PATHDaniel Dines · CEO
 Daniel Dines
CEO
 Sell Plan33.1M10/16
Micron Technology
MUScott J Deboer · Pres. & Chief Tech & Prod Offr
 Scott J Deboer
Pres. & Chief Tech & Prod Offr
 Sell Plan25.7M10/16
Nuveen Municipal Credit Income Fund
NZFYoung L Robert · Trustee
 Young L Robert
Trustee
 Sell17.6M10/16
Snowflake
SNOWBenoit Dageville · Director
 Benoit Dageville
Director
 Sell Plan16.1M10/21
Travelers Companies
TRVGregory C Toczydlowski · EVP & President, Business Ins.
 Gregory C Toczydlowski
EVP & President, Business Ins.
 Sell14.0M10/22

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Restated and computed from SEC (13F, 13D/G, Form 4) and DART filings and NPS public data. Filings describe a past date and may differ from current holdings (13F: quarter end, up to 45 days later). Not investment advice.
Sources: SEC EDGAR, DART, data.go.kr (NPS), OpenFIGI. See Methodology for how figures are computed.