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Weekly report · 2026-W40

Sep 28–Oct 4

Korean 5% reports, US 13D/13G, insider buys and sells and 13F filings for Sep 28–Oct 4.

373 5% ownership reports were filed with Korea's DART that week, 140 of them by institutions or pension funds. SEC received 198 Schedule 13D/13G filings, 98 of them 13D (active intent). US insiders reported 23 open-market buys ($195M) and 34 sells ($312M).

373Korean 5% reports
198US 13D/13G
23Insider buys
34Insider sells

Korea NPS 5% reports

DART
StockHolderStakeChangeFiled
한화머시너리앤서비스홀딩스
0220W0국민연금공단
국민연금공단
Pension fund · Passive holding
5.22%▲ 5.22%p10/2
GS건설
006360국민연금공단
국민연금공단
Pension fund · Passive holding
12.25%▲ 4.43%p10/2
빙그레
005180국민연금공단
국민연금공단
Pension fund · Passive holding
9.37%▲ 3.28%p10/2
비에이치
090460국민연금공단
국민연금공단
Pension fund · Passive holding
10.12%▼ 3.20%p10/2
코리아써키트
007810국민연금공단
국민연금공단
Pension fund · Passive holding
6.55%▼ 3.12%p10/2
LG이노텍
011070국민연금공단
국민연금공단
Pension fund · Passive holding
7.44%▼ 3.10%p10/2
대덕전자
353200국민연금공단
국민연금공단
Pension fund · Passive holding
9.67%▼ 3.09%p10/2
파라다이스
034230국민연금공단
국민연금공단
Pension fund · Passive holding
8.39%▼ 2.98%p10/2
파마리서치
214450국민연금공단
국민연금공단
Pension fund · Passive holding
7.14%▲ 2.73%p10/2
자이에스앤디
317400국민연금공단
국민연금공단
Pension fund · Passive holding
7.37%▲ 2.70%p10/2
롯데관광개발
032350국민연금공단
국민연금공단
Pension fund · Passive holding
7.80%▼ 2.67%p10/2
코스메카코리아
241710국민연금공단
국민연금공단
Pension fund · Passive holding
10.44%▼ 2.54%p10/2

Notable institutional 5% reports (Korea)

DART
StockHolderStakeChangeFiled
한화머시너리앤서비스홀딩스
0220W0국민연금공단
국민연금공단
Pension fund · Passive holding
5.22%▲ 5.22%p10/2
GS건설
006360국민연금공단
국민연금공단
Pension fund · Passive holding
12.25%▲ 4.43%p10/2
빙그레
005180국민연금공단
국민연금공단
Pension fund · Passive holding
9.37%▲ 3.28%p10/2
비에이치
090460국민연금공단
국민연금공단
Pension fund · Passive holding
10.12%▼ 3.20%p10/2
코리아써키트
007810국민연금공단
국민연금공단
Pension fund · Passive holding
6.55%▼ 3.12%p10/2
LG이노텍
011070국민연금공단
국민연금공단
Pension fund · Passive holding
7.44%▼ 3.10%p10/2
대덕전자
353200국민연금공단
국민연금공단
Pension fund · Passive holding
9.67%▼ 3.09%p10/2
파라다이스
034230국민연금공단
국민연금공단
Pension fund · Passive holding
8.39%▼ 2.98%p10/2
파마리서치
214450국민연금공단
국민연금공단
Pension fund · Passive holding
7.14%▲ 2.73%p10/2
자이에스앤디
317400국민연금공단
국민연금공단
Pension fund · Passive holding
7.37%▲ 2.70%p10/2
롯데관광개발
032350국민연금공단
국민연금공단
Pension fund · Passive holding
7.80%▼ 2.67%p10/2
코스메카코리아
241710국민연금공단
국민연금공단
Pension fund · Passive holding
10.44%▼ 2.54%p10/2

Notable US 13D/13G

SEC 13D·13G
StockHolderStakeChangeFiled
Vroom
VRMMudrick Capital Management, L.P.
Mudrick Capital Management, L.P.
Active
76.1%New filing10/1
Tokyo Lifestyle
TKLFMei Kanayama
Mei Kanayama
Active
69.3%New filing10/1
Mercury General
MCYVicky Wai Yee Joseph
Vicky Wai Yee Joseph
Active
35.3%New filing9/30
Franklin BSP Private Credit Fund
FBSPXFranklin Templeton
Franklin Templeton
Active
60.3%New filing9/28
Definitive Healthcare
DHAdvent International, L.P.
Advent International, L.P.
Active
58.5%New filing10/1
SoundThinking
SSTIGary M. Lauder
Gary M. Lauder
Active
17.0%New filing10/2
Clipper Realty
CLPRLevinson Sam
Levinson Sam
Active
46.6%New filing10/2
Zedge
ZDGEHoward S. Jonas
Howard S. Jonas
Active
15.6%New filing10/2
Inseego
INSGNokia Solutions And Networks Oy
Nokia Solutions And Networks Oy
Active
14.2%New filing10/1
ADARx Pharmaceuticals
ADRXOrbimed Advisors
Orbimed Advisors
Active
14.0%New filing10/2
Creative Medical Technology
CELZTimothy Warbington
Timothy Warbington
Active
13.7%New filing10/1
Herzfeld Credit Income Fund
HERZThomas J. Herzfeld, Et Al.
Thomas J. Herzfeld, Et Al.
Active
43.4%New filing9/30

Largest insider buys

SEC Form 4
StockInsiderTradeAmount ($)Traded
Universal Safety Products
UUUMilton C Ault III · 10% owner
Milton C Ault III
10% owner
Buy92.4M9/30
ADARx Pharmaceuticals
ADRXSimeon George · 10% owner
Simeon George
10% owner
Buy27.2M9/28
ADARx Pharmaceuticals
ADRXSr. One Capital Management, LLC · 10% owner
Sr. One Capital Management, LLC
10% owner
Buy27.2M9/28
GameStop
GMERyan Cohen · CEO
Ryan Cohen
CEO
Buy10.6M9/29
Coursera
COURPale Fire Capital SE · 10% owner
Pale Fire Capital SE
10% owner
Buy6.7M9/29
Pampa Energy
PAMDamian Miguel Mindlin · Vicepresident
Damian Miguel Mindlin
Vicepresident
Buy5.6M9/28
Hyperscale Data
GPUSMilton C Ault III · Executive Chairman
Milton C Ault III
Executive Chairman
Buy5.1M9/30
Amg BBH Asset-Backed Credit Fund
BBASXAmg New York Holdings Corp. · 10% owner
Amg New York Holdings Corp.
10% owner
Buy3.2M9/29
Liberty Live
LLYVKJohn C Malone · 10% owner
John C Malone
10% owner
Buy2.9M9/24
New Concept Energy
GBRRealty Advisors Inc · 10% owner
Realty Advisors Inc
10% owner
Buy2.0M9/29

Largest insider sells

SEC Form 4
StockInsiderTradeAmount ($)Traded
InnovAge Holding
INNVIgnite Aggregator LP · 10% owner
Ignite Aggregator LP
10% owner
Sell92.5M9/24
InnovAge Holding
INNVTco Group Holdings, L.P. · 10% owner
Tco Group Holdings, L.P.
10% owner
Sell92.5M9/24
Lumentum
LITEWajid Ali · CFO
Wajid Ali
CFO
Sell Plan25.7M10/1
Snowflake
SNOWMichael L Speiser · Director
Michael L Speiser
Director
Sell Plan17.5M10/2
NetApp
NTAPGeorge Kurian · CEO
George Kurian
CEO
Sell Plan7.4M9/24
CoreWeave
CRWVMichael N Intrator · CEO
Michael N Intrator
CEO
Sell6.9M9/30
BioNTech
BNTXUgur Sahin · CEO
Ugur Sahin
CEO
Sell Plan6.5M9/30
BioNTech
BNTXUgur Sahin · CEO
Ugur Sahin
CEO
Sell Plan6.0M9/28
CoreWeave
CRWVBrian M Venturo · Chief Strategy Officer
Brian M Venturo
Chief Strategy Officer
Sell5.8M9/30
Snowflake
SNOWChristian Kleinerman · EVP, Product Management
Christian Kleinerman
EVP, Product Management
Sell Plan5.1M10/1

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Restated and computed from SEC (13F, 13D/G, Form 4) and DART filings and NPS public data. Filings describe a past date and may differ from current holdings (13F: quarter end, up to 45 days later). Not investment advice.
Sources: SEC EDGAR, DART, data.go.kr (NPS), OpenFIGI. See Methodology for how figures are computed.