Filings · 2026-10-01
Thu, Oct 1
Filings that arrived on this Korea-time day
checked · Filings arrive within legal deadlines (Form 4: 2 business days after the trade; 13D: 5 business days; 13G: up to 45 days after quarter end). Dates shown are filing dates, not trade dates.
US insiders reported 6 open-market buys ($9.9M) and 5 sales ($12.5M). 34 Schedule 13D/13G filings, 4 of them first-time 13D.
Stocks several insiders bought
2+ insiders · last 30 days| Stock | Insiders | Bought ($) |
|---|---|---|
BBD | 22 | 28.0M |
XENE | 2 | 1.7M |
SBLK · same date and price (often a company programme) | 4 | 4.9M |
PMTS · same date and price (often a company programme) | 3 | 11.8M |
ADRX | 2 | 54.4M |
CV | 2 | 15.0M |
GME | 2 | 11.6M |
CYBN | 2 | 8.3M |
PRTS | 2 | 1.5M |
VENU | 2 | 0.7M |
Open-market purchases of $250K or more reported on Form 4. Several insiders buying is a reported fact, not a forecast.
Largest insider buys
SEC Form 4| Stock | Trade | Amount ($) |
|---|---|---|
Milton C Ault III · Executive Chairman |
Buy | 5.1M |
James L Robo · Director |
Buy | 1.9M |
Ian Mortimer · CEO |
Buy | 1.1M |
Marcello Francesco Di · Executive Officer |
Buy | 1.0M |
Thomas Patrick Kelly · CFO |
Buy | 0.6M |
Patrick C Haden · Director |
Buy | 0.3M |
First-time 13D filings
active stakes over 5%| Stock | Stake | Change |
|---|---|---|
NCCS Management |
4.6% | New filing |
Transom Capital Public Fund |
1.2% | New filing |
Equinox Partners Investment Management |
7.1% | New filing |
Vicky Wai Yee Joseph |
35.3% | New filing |
Largest insider sales
SEC Form 4| Stock | Trade | Amount ($) |
|---|---|---|
Ugur Sahin · CEO |
Sell Plan | 6.5M |
Claudine Adamo · Executive Vice President |
Sell | 2.0M |
Richard H Moore · CEO |
Sell | 1.5M |
Oguzhan Atay · CEO |
Sell Plan | 1.3M |
Javier Olivan · COO |
Sell Plan | 1.2M |
Restated and computed from SEC (13F, 13D/G, Form 4) and DART filings and NPS public data. Filings describe a past date and may differ from current holdings (13F: quarter end, up to 45 days later). Not investment advice.
Sources: SEC EDGAR, DART, data.go.kr (NPS), OpenFIGI. See Methodology for how figures are computed.